MASTER CLASS IN ANTI-MONEY LAUNDERING (AML) COMPLIANCE AND CORPORATE GOVERNANCE

TRAINING OVERVIEW

In the contemporary and ever-evolving realm of business, firms encounter heightened regulatory oversight and heightened threats of financial misconduct. It is now essential for organizations to implement rigorous Anti-Money Laundering (AML) compliance measures while maintaining robust corporate governance standards. The Anti-Money Laundering (AML) Compliance and Corporate Governance Master Class stands as an advanced and rigorous five-day training initiative crafted for individuals aiming to proficiently navigate the intersection of AML compliance and corporate governance.

TRAINING TOPICS

• AML compliance essentials and corporate governance fundamentals
• Building effective AML compliance programs
• Risk assessment, mitigation, and governance oversight
• AML investigations, reporting, and emerging trends
• Cultivating a culture of compliance and ethical governance

By the end of this training course, delegates will be able to

• Develop a thorough comprehension of AML regulations and their alignment with corporate governance principles.
• Implement and strengthen AML compliance frameworks within organizational structures.
• Navigate intricate regulatory landscapes while upholding ethical standards of corporate governance.
• Efficiently mitigate AML risks and conduct thorough investigations when necessary.
• Foster, and champion, a culture of compliance and ethical behaviour within the organization.

TRAINING IS TAILORED TO

• Compliance Officers and Managers
• Corporate Governance Professionals
• Legal and Regulatory Affairs Executives
• Risk Managers
• Board Members and Directors
• Senior Executives in Financial Institutions and Corporations

TRAINING METHODOLOGY

“Our training methodology is designed to ensure an interactive and engaging learning experience for all participants. We employ a combination of theoretical discussions, practical exercises, case studies, and real-world examples to reinforce key concepts. Participants will have the opportunity to apply their newly acquired knowledge and skills through hands-on activities and group discussions. Our experienced trainers will provide personalized guidance and feedback to enhance understanding and retention. Additionally, we encourage active participation and collaboration among participants to foster a dynamic learning environment. Overall, our training methodology aims to equip participants with the practical tools and techniques needed to excel in their respective fields.”

DAY ONE:

AML COMPLIANCE ESSENTIALS AND CORPORATE GOVERNANCE FUNDAMENTALS

• Understanding Money Laundering and AML Regulatory Landscape
• Role of Corporate Governance in AML Compliance
• Regulatory Frameworks and International Standards
• Corporate Governance Principles and Best Practices

DAY TWO:

BUILDING EFFECTIVE AML COMPLIANCE PROGRAMS

• Designing and Implementing AML Policies and Procedures
• Training and Awareness Programs
• AML Compliance Testing and Audit

DAY THREE:

RISK ASSESSMENT, MITIGATION, AND GOVERNANCE OVERSIGHT

• AML Risk Assessment and Risk-Based Approach
• Transaction Monitoring and Suspicious Activity Reporting
• Role of Boards and Directors in AML Compliance
• Effective Governance Structures for AML

DAY FOUR:

AML INVESTIGATIONS, REPORTING, AND EMERGING TRENDS

• Conducting AML Investigations and Due Diligence
• Reporting Suspicious Transactions and Whistleblower Programs
• Regulatory Reporting and Cooperation with Authorities
• AML Compliance Challenges and Emerging Trends

DAY FIVE:

CULTIVATING A CULTURE OF COMPLIANCE AND ETHICAL GOVERNANCE

• Fostering a Culture of Compliance and Ethics
• Promoting AML Awareness Throughout the Organization
• Ethics in Decision-Making and Corporate Governance
• Final Projects, Presentation of Projects, and Certification